ICI Mutual | an uncommon value

Aligned Interests:

owned by, governed by and operated for mutual funds
and their advisers, directors and officers

Mutual Fund Knowledge and Expertise:

tailored, innovative coverage combined with
expert claims handling

Stability and Financial Strength in All Markets:

consistent coverage and strong capital

ICI Mutual is the predominant provider of D&O/E&O liability insurance and fidelity bonding for the U.S. mutual fund industry. Its insureds represent more than 60% of the industry’s managed assets. As the mutual fund industry’s captive insurance company, ICI Mutual is owned and operated by and for its insureds. ICI Mutual’s services assist insureds to identify and manage risk and defend regulatory enforcement proceedings and civil litigation.

ICI Mutual also serves as a primary source of industry information regarding mutual fund insurance coverage, claims, risk management issues, and litigation developments. Publications include an extensive library of risk management studies addressing such topics as corporate action processing, investment management compliance, computer security, defense cost management, identity theft, and independent direction litigation risk, among others, and the Investment Management Litigation Notebook, risk manager alerts, and the annual Claims Trends newsletter. Additional services include peer group profiles, coverage analyses, and assistance to insureds and their counsel in litigation defense.

Contact ICI Mutual

40 Main St., Suite 500
Burlington, Vermont 05401

info@icimutual.com

1.800.643.4246

John Mulligan, Vice President

Catherine Dalton, Senior Underwriter

Matthew Link, Senior Underwriter

Margaret Sullivan, Senior Underwriter